江西省企业投资项目备案办法
江西省人民政府
江西省企业投资项目备案办法(附:英文译本)
《江西省企业投资项目备案办法》已经2006年4月12日省人民政府第43次常务会议审议通过，现予公布施行。
省长 黄智权
二○○六年四月十四日
江西省企业投资项目备案办法
第一条 为规范企业投资项目的备案管理，落实企业投资决策自主权，根据《国务院关于投资体制改革的决定》和《国家发展改革委关于实行企业投资项目备案制指导意见的通知》，结合本省实际，制定本办法。
第二条 本省行政区域内企业投资项目的备案，适用本办法。
本办法所称的企业投资项目，是指企业不使用政府性资金，投资建设国务院颁布的《政府核准的投资项目目录》、《江西省政府核准的投资项目目录》以及国家法律法规和国务院专门规定禁止投资以外的项目。
第三条 县级以上人民政府发展改革（计划）行政主管部门和经济贸易行政主管部门为企业投资项目备案机关。企业基本建设类投资项目由发展改革（计划）行政主管部门备案；企业技术改造类投资项目由经济贸易行政主管部门备案。
环境保护、国土资源、城市规划、安全生产监督管理等有关部门，应当在各自职责范围内协助做好企业投资项目备案工作。
项目备案机关和有关部门应当建立信息共享机制，加强联系和沟通，为企业投资提供便利。
第四条 企业投资建设实行备案制的项目，应当根据项目类别和规定的备案权限，向相应的项目备案机关申请备案。
第五条 中央驻赣企业、省管企业投资项目由省人民政府项目备案机关备案。其他企业投资项目，按照属地原则，由项目所在地市、县（区）人民政府项目备案机关备案。法律、法规或者规章另有规定的，从其规定。
设区市与县（市、区）人民政府项目备案机关备案权限的划分，由各设区市人民政府确定。
第六条 项目申报单位申请备案，应当向项目备案机关提交企业投资项目备案申请表。
企业投资项目备案申请表包括下列内容：
（一）项目申报单位基本情况；
（二）项目名称；
（三）建设性质；
（四）建设地点；
（四）建设规模和主要建设内容；
（五）总投资和资金来源。
项目申报单位应当对企业投资项目备案申请表内容的真实性负责。
第七条 项目备案机关应当将企业投资项目备案所涉及的法律、法规、规章和政策，以及企业投资项目备案申请表格式文本予以公布，方便企业查询、索取。
第八条 项目备案机关对企业投资项目的下列内容进行审查：
（一）是否属于备案范围；
（二）是否属于本机关管辖范围；
（三）是否符合国家产业政策；
（四）是否符合法律、法规、规章的规定。
第九条 企业投资项目备案申请表不符合要求的，项目备案机关应当当场或者在3个工作日内一次告知项目申报单位补正。
企业投资项目备案申请表符合要求的，项目备案机关应当当场受理。
第十条 项目备案机关应当自受理企业投资项目备案申请之日起5个工作日内，作出是否备案的决定，并向社会公布。符合备案规定的，予以备案，发给企业投资项目备案通知书；不符合备案规定的，不予备案，发给不予备案通知书，并说明理由。
项目备案机关应当将企业投资项目备案通知书和不予备案通知书抄送相关行政主管部门。
第十一条 环境保护、国土资源、建设、城市规划、安全生产监督管理、质量监督等部门，应当按照职能分工，对项目备案机关予以备案的项目依法审查和办理相关手续；对应当备案而未备案以及项目备案机关不予备案的项目，不予办理相关手续。
第十二条 各级项目备案机关应当对企业投资项目的备案材料进行整理、归纳、分析，做好社会投资的监测工作，并及时向上级项目备案机关报送相关材料。
第十三条 已备案项目有下列情形之一的，应当重新办理备案手续：
（一）项目法人发生变化的；
（二）建设地点发生变更的；
（三）变更建设方案可能对环境、安全生产等产生重大不利影响的。
第十四条 企业投资项目备案通知书的有效期为2年，自送达之日起计算。
企业投资项目在备案通知书有效期内未开工的，项目申报单位需要继续建设，应当在有效期届满前30日内向原项目备案机关申请延续，原项目备案机关应当在备案通知书有效期届满前作出是否准予延续的决定。
第十五条 项目备案机关应当加强备案项目的监管，对项目申报单位以拆分项目、提供虚假材料等不正当手段取得企业投资项目备案文件的，应当撤销该项目的备案；对未予备案擅自开工建设以及不按备案内容进行建设的项目，应当责令其停止建设，并依法追究有关单位和责任人的责任。
第十六条 项目备案机关工作人员在备案过程中玩忽职守、滥用职权或者徇私舞弊的，依法给予行政处分；构成犯罪的，依法追究刑事责任。
第十七条 事业单位、社会团体等非企业单位投资建设备案范围内的项目，按照本办法进行备案。
第十八条 本办法自公布之日起施行。
英文译本
Decree of the People’s
Government of Jiangxi Province
No.
146
Measures of Jiangxi Province for
Record-keeping of Enterprise Investment Projects examined and approved at the
43rd Executive Meeting of the People’s Government of Jiangxi Province on April
12, 2006 are hereby promulgated and shall be effective as of the date of
promulgation.
Governor: Huang
Zhiquan
April 14,
2006
Measures of Jiangxi
Province for Record-keeping of Enterprise Investment
Projects
Article 1These Measures are formulated in accordance with the
Decision of the State Council on the Reform of the Investment System and the
Circular of the National Development and Reform Commission about the Guidelines
for Implementing the Record-keeping System of Enterprise Investment Projects
with actual situations of the province taken into account for the purpose of
standardizing the record management of the enterprise investment projects and
facilitating the exercise of
autonomous decision-making right of enterprises in
investment.
Article 2These Measures apply to reporting for the record of the
enterprise investment projects within the administrative areas of the
province.
The term
“enterprise investment projects” in these Measures refers only to the projects
(which are free of government funds) listed in《Catalogue of
Investment Projects Approved by the Government》and《Catalogue of
Investment Projects Approved by the Government of Jiangxi
Province》；it also refers
to all other projects with the exception of those in violation of state laws and
regulations or prohibited by the State Council.
Article 3The administrative competent
departments of development and reform (planning) and the administrative
competent departments of economy and trade of the people’s governments at or
above the county level are the record-keeping organs for enterprise investment
projects. The competent departments of development and reform (planning) of the
people’s governments are responsible for the record-keeping of capital
construction of the enterprise investment projects; the competent departments of
economy and trade are responsible for the record-keeping of technical renovation
for the enterprise investment projects.
The departments
responsible for environmental protection, national land resource management,
urban planning, supervision and management of safe production shall assist with
the record-keeping of the enterprise investment projects within their respective
realms of functions and
duties.
The
record-keeping organs and the relevant departments shall establish an
information-sharing mechanism strengthening connection and communication between
them for the sake of facilitating the enterprise
investment.
Article 4The enterprise investment projects which need to report
for the record shall apply to the corresponding record-keeping organs for being
reported for the record according to the project category and prescribed extent
of power in record-keeping.
Article 5The investment projects of the Jiangxi-based state-run
enterprises and the provincial enterprises are reported for the record to the
record-keeping organ of the provincial people’s government. Other enterprise
investment projects are reported for the record to the record-keeping organs of
people’s governments of the prefecture, municipality or county (district) where
the projects exist according to the domicile principle. However, if otherwise
specifically provided by laws, regulations or rules, they shall
prevail.
The division of
the power extent of the record-keeping organs of the municipality with
subordinate administrative areas and county (municipality, region) people’s
governments is defined by the people’s government of the municipality with
subordinate administrative areas.
Article 6Any project unit which reports for the record shall
submit an application form of enterprise investment project to the
record-keeping organ.
The application
form of enterprise investment project includes the following
contents:
(1) the basic
conditions of the project application unit;
(2) the name of the
project;
(3) construction
nature;
(4) construction
site;
(5) construction scale
and the main construction contents; and
(6) total investment
and its source.
The project
application unit shall be responsible for the genuineness of the contents in the
application form of enterprise investment project.
Article 7The record-keeping organs shall make public the laws,
regulations, rules and policies concerning the record-keeping of enterprise
investment projects and the application form format for the record-keeping of
enterprise investment projects to make them accessible to the enterprises on
request.
Article 8The record-keeping organs shall examine the following
contents of the enterprise investment projects:
(1) whether the
projects are within the scope of the record;
(2) whether the
projects are within the scope of their
jurisdiction;
(3) whether the
projects conform to the national industry policy; and
(4) whether the
projects conform to the stipulations of laws, regulations and
rules.
Article 9Where the application form of the enterprise investment
project does not meet the requirements, the record-keeping organ shall ask the
project application unit to make corrections and amendments on the spot or once
and for all within three working days.
Where the
application form of the enterprise investment project meets the requirements,
the record-keeping organ shall accept the application on the
spot.
Article 10The record-keeping organ shall decide whether to accept
the record application or not within five days from the date of acceptance of
the application for reporting for the record of the enterprise investment
project and make it known to the society. If the application conforms to the
stipulations for record-keeping, the record-keeping organ shall accept the
application, notifying the applicant of its decision to put on record the enterprise investment project; if the
application does not conform to the stipulations for record-keeping, the
record-keeping organ shall not accept the application, notifying the applicant
of its decision to not accept to put on record the enterprise investment project
together with the reasons for it.
The
record-keeping organ shall send a copy of the notice of accepting or not
accepting the record application of the enterprise investment project to the
relevant administrative competent departments.
Article 11The departments responsible for environmental
protection, national land resource management, urban planning, supervision and
management of safe production shall examine projects filed on record by the
record-keeping organs and handle the relevant procedures according to laws and
their respective functions and duties. As for the projects which should have
been reported for the record but have not been done so or the projects whose
applications were not accepted by the record-keeping organs, those departments
shall not handle the relevant procedures.
Article 12The record-keeping organs at the different levels shall
sort out, classify and analyze the recorded materials of the enterprise
investment projects, keep a close watch on the social investment and submit the
relevant data to the higher record-keeping organs on time.
Article 13Where projects for the record have any one of the
following circumstances, the archival procedures shall be handled
again.
(1) the change of the
legal person of the project;
(2) the change of the
construction site; and
(3) the change of the
construction scheme can produce great negative influence on the environment,
safe production, etc.
Article 14The notice of record-keeping of the enterprise
investment project is valid for two years, starting from the date of
service.
Where the
construction of the enterprise investment project has not started and the
project application unit which needs to undertake the construction shall apply
to the original record-keeping organ for extension of construction within 30
days prior to the expiry of the validity period of the notice. The original
record-keeping organ shall make a decision whether or not to approve the
extension prior to the expiry of the notice .
Article 15The record-keeping organs shall strengthen the
supervision and management of the projects for the record. Where any project
application unit obtains the record-keeping document of the enterprise
investment project by inappropriate means such as dismembering the project,
providing the false materials, etc., the record-keeping organ shall dissolve the
record-keeping of the project. Where any project application unit starts
construction without authorization or constructs the project which is not in
accordance with the record-keeping contents, the record-keeping organ shall
order the unit to stop the construction and investigate the relevant unit and
its responsible person for their legal liability.
Article 16Where a staff member of any organ neglects his duties,
abuses his power or resorts to cheating for his self purposes, he shall be given
an administrative sanction; if a crime is committed, he shall be investigated
for criminal liability.
Article 17The record-keeping of the investment projects of the
non-enterprise units such as public institutions and social organizations, etc.
shall be handled in accordance with these measures.
Article 18Measures shall be effective as of the date of
promulgation.
关于印发《扬州市行政领导安全生产责任规定》的通知
江苏省扬州市人民政府
(扬府发〔2003〕54号)
关于印发《扬州市行政领导安全生产责任规定》的通知
各县（市）区人民政府，市各委、办、局（公司），市各直属单位：
现将《扬州市行政领导安全生产责任规定》印发给你们，请结合实际，认真贯彻执行，切实做好安全生产工作。
二OO三年四月二十一日
扬州市行政领导安全生产责任规定
为了进一步落实安全生产责任制，强化安全生产管理,防止减少各类事故发生，保障人民群众生命和财产安全，根据《中华人民共和国安全生产法》、《国务院关于特大安全事故行政责任追究规定》、《江苏省安全生产监督管理规定》等法律法规和规章的规定，特制定《扬州市行政领导安全生产责任规定》。
一、市长是本辖区安全生产工作的第一责任人，对本辖区的安全生产工作负全面责任。分管安全生产工作的副市长对安全生产工作负直接领导责任；其他各分管副市长对分管部门行业的安全生产工作负相应的领导责任。
（一）市长安全生产职责：
1．贯彻执行国家和省有关安全生产法律、法规和方针政策，组织本辖区安全生产重大活动，制定全市安全生产目标，将安全生产工作纳入本辖区经济和社会发展规划。
2．建立安全生产监督管理机构，配备人员、落实经费和装备，并将经费列入财政预算，保证安全生产监管机构正常运转。
3．每季度主持召开或委托分管副市长召开一次安全生产工作会议，研究决定安全生产重大问题，防范重特大安全事故发生，并形成会议纪要。
4．组织元旦、春节、五一、国庆等重大节日、重大活动安全生产检查，每季度安全生产检查不少于一次。
5．督促检查并支持分管安全生产工作的副市长抓好安全生产工作。
6．组织制定并签署本辖区重特大安全事故应急处理预案。本辖区发生重特大事故时，及时赶赴现场，组织指挥抢救和事故的处理工作。
（二）分管副市长安全生产职责：
1．负责抓好国家和省有关安全生产的法律、法规和方针政策及会议精神的贯彻落实，主持制定和落实本辖区的安全生产目标、计划和措施。
2．具体负责指导本辖区安全生产管理工作，督促检查各部门和下级政府安全生产责任制的落实和控制目标的执行情况。
3．每季度召开一次安全生产委员会会议，听取下级政府和安全生产监督管理部门、有关行业主管部门的工作汇报，分析掌握安全生产形势，对事故隐患整改督查督办，及时研究解决安全生产中的有关问题。
4．辖区内发生重特大事故时，及时赶赴现场，具体负责组织抢救和事故处理。
（三）其他副市长安全生产职责：
1．负责抓好国家和省有关安全生产的法律、法规和方针政策在所分管工作中的贯彻落实。
2．对所分管工作的安全生产负责，及时研究解决分管工作中安全生产的突出问题，组织制定重、特大事故隐患整治的防范措施，督促检查重、特大事故隐患的治理和防范措施的落实。
3．在对所分管部门、行业、系统进行计划、部署、检查、总结、评比工作的同时，计划、部署、检查、总结、评比安全生产工作。
4．承担分管部门安全事故应急处理的现场组织指挥，分管工作范围内发生重特大事故时，及时赶赴现场，并积极协助主要领导组织抢救和做好事故处理工作。
5．支持分管安全生产副市长的工作，检查督促分管部门安全生产机构、人员、经费、任务和目标的落实与完成。
二、市政府各行业主管部门（包括由市政府任命的各资产经营管理公司、集团公司），要认真发挥管理职能，对本行业、本系统的安全生产工作，行政主要负责人全面负责，分管负责人具体负责，其他负责人在分管工作的范围内负责。
（一）主管部门主要负责人安全生产职责：
1．认真贯彻执行国家和上级有关安全生产的法律、法规和方针政策，对本系统安全生产负全面责任。
2．组织落实安全生产目标管理、安全生产责任制建立、安全生产管理机构及其组织网络，研究解决本系统安全生产重大问题。
3．组织本系统安全生产检查，对发现的重大事故隐患及时采取措施，督促有关单位及时制定治理方案和应急处理预案，落实经费和责任人员。
4．坚持“三同时”（新建、改建、扩建工程的劳动安全卫生设施必须与主体工程同时设计、同时施工、同时投入生产与使用）原则，督促企业改善职业安全卫生条件。
5．本系统内发生死亡和多人重伤事故以及其他重大事故时，及时赶赴现场组织抢救，并向上级报告，协助调查并全力做好善后工作。
（二）主管部门分管负责人安全生产职责：
1．组织贯彻安全生产的法律、法规和方针政策，主持制定和落实安全生产目标、计划和措施。
2．每月召开安全生产工作会议，及时研究解决安全生产工作中存在的问题，部署阶段性工作。
3．组织本系统开展安全生产检查，发现重大事故隐患及时采取措施，督促检查落实治理方案和防范措施，及时消除事故隐患。
4．督促本系统对新建、改建、扩建项目落实劳动安全卫生设施，督促企业执行“三同时”规定，不断改善劳动安全卫生条件，
5．本系统发生死亡、多人重伤等其他重大事故时，立即赶赴现场组织抢救，做好善后工作，并协助做好事故调查处理工作。
（三）主管部门其他负责人安全生产职责：对分管工作内的安全生产负责，并向主要负责人负责。
三、市安全生产监督管理局负责市安委会办公室日常工作，对市级机关、市属企业单位、社会团体，驻扬省、部属单位（含大专院校）的安全生产负责监督管理。负责指导各县（市、区）和开发区安全生产监督管理部门工作。具体职责如下：
1．监督检查辖区内贯彻执行安全生产法律、法规和方针政策情况，具体负责安全生产工作计划、规划、措施、办法的编制工作。
2．监督指导生产经营单位具备安全生产条件；组织“三同时”审查，督查事故隐患排查和整改。
3．监督生产经营单位安全生产宣传教育培训工作，按规定对单位负责人、安全生产管理人员、特种作业人员安全技术资格的培训、考核、发证。
4．组织安全生产检查，依法处罚各种违法行为。
5．负责组织安全生产事故调查和处理。负责全市各类伤亡事故的统计报告和分析工作。
6．负责对各县（市、区）人民政府、市各有关部门、单位落实安全生产目标管理责任制情况进行监督和考核。
四、有关负有安全生产事项审批部门职责。依法对涉及 安全生产事项负责行政审批（包括批准、核准、许可、注册、认证、颁发证照、竣工验收等，下同）的政府部门或者机构，必须严格依照法律、法规和规章规定的安全条件和程序进行审查，不符合的不得批准。对未依法取得批准的单位和个人擅自从事有关活动的，负责行政审批的部门或机构发现或者接到举报后，应当立即予以取缔，并依法予以处理。对已依法取得批准的单位和个人，负责审批的部门或机构发现其不具备安全生产条件的，应当依法撤销批准。
五、市开发区、各县（市、区）政府及其职能部门，乡镇政府（街道），结合本地实际，制定本级政府及其职能部门安全生产相关制度。
六、本规定自发布之日起施行。
